Showing 1 to 10 of 2698 results
Periodic reporting format for Research Analysts and Proxy Advisers
Place: Mumbai
Date: Oct 25, 2024
Author: TIOLCorplaws News Service
(A) Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers; (B) Timeline for submission of periodic reports
Place: Mumbai
Date: Oct 25, 2024
Author: TIOLCorplaws News Service
Clarification with respect to advertisement code for Research Analysts (RAs)
Place: Mumbai
Date: Oct 24, 2024
Author: TIOLCorplaws News Service
Modification in Annexure to Common Application Form (CAF)
Place: Mumbai
Date: Oct 22, 2024
Author: TIOLCorplaws News Service
Inclusion of Mutual Fund units in the SEBI (Prohibition of Insider Trading) Regulations, 2015
Place: Mumbai
Date: Oct 22, 2024
Author: TIOLCorplaws News Service
Association of persons regulated by the Board and their agents with certain persons
Place: Mumbai
Date: Oct 22, 2024
Author: TIOLCorplaws News Service
Clarification with regard to usage of 3 - in - 1 type accounts for making an application in public issue of securities
Place: Mumbai
Date: Oct 18, 2024
Author: TIOLCorplaws News Service
Introduction of Liquidity Window facility for investors in debt securities through Stock Exchange mechanism
Place: Mumbai
Date: Oct 16, 2024
Author: TIOLCorplaws News Service
Monitoring of position limits for equity derivative segment
Place: Mumbai
Date: Oct 15, 2024
Author: TIOLCorplaws News Service
Monitoring Shareholding of Market Infrastructure Institutions (MIIs)
Place: Mumbai
Date: Oct 14, 2024
Author: TIOLCorplaws News Service