2017-TIOLCORP-51-SEBI

Global Mount Money Research And Advisory Pvt Ltd

Whether activities of providing stock market related tips and making stock market related recommendations and offering advisory services to the investors on payment of fees falls within the definition of the activities of "Investment Adviser" - YES : SEBI

Whether functioning as an Investment Adviser for a long period without obtaining registration from SEBI is violation of SEBI Act and provisions of IA Regulations - YES : SEBI

- Directions Imposed: SEBI

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