2017-TIOLCORP-NEWS-162| Friday, August 18, 2017

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CAPITAL MARKET LAWS
 

2017-TIOLCORP-42-SEBI

Prime Broking Company India Ltd

Whether non-furnishing of statement of security's account and periodical non-settlement of funds of clients deny legitimate rights to investors to know the state of their accounts - YES: SEBI

Whether stock broker is guilty of violating SEBI Circular and the provisions of Brokers Regulations for not submitting status of securities with explanation regarding retention of securities and the details of pledge to its clients - YES: SEBI

Whether on such violation monetary penalty can be imposed as intention of defaulting party does not matter - YES: SEBI

- Directions Issued: SEBI

 
IP LAWS
  2017-TIOLCORP-84-HC-DEL-IPR

Eko India Financial Services Pvt Ltd Vs Sushil Kumar Yadav

Whether use of mark EKO PAY in the same line of business infringes registered trade mark as EKO being phonetically, visually and structurally is deceptively similar as use of additional word PAY does not change its impact - YES: HC

- Order passed in favor of Plaintiff: DELHI HIGH COURT

 
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Exchanges allow dealing in Rs 63 crore shares of KIOCL effective from August 22, 2017

CORP BRIEF
  FM to address Conference on Insolvency in Mumbai

IBBI invites comments to amend IUs Regulations

 
CORP EINSICHT
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